Robert J. Shull

PTMA INVESTMENT ADVISORS

Denver, CO 80202

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CRD#: 1372075

Professional summary

Robert Joseph Shull II, AIF®, who also goes by Bob Shull II, Robert Joseph Shull Ii, Robert Joseph Shull, is a registered financial advisor currently at PTMA INVESTMENT ADVISORS located in Denver, Colorado and PMA SECURITIES, LLC located in Naperville, Illinois.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Robert has worked at 20 firms and has passed the Series 63, Series 66, Series 22TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Shull Ii | Robert Joseph Shull Ii | Robert Joseph Shull

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Shull II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 10, 2022 - Present

PTMA INVESTMENT ADVISORS

Office #1: 717 17th Street Suite 1850, Denver, CO 80202

RIA

CRD#: 159189

Denver, CO

Current

December 3, 2024 - Present

PMA SECURITIES, LLC

Office #1: 2135 Citygate Lane 7th Floor, Naperville, IL 60563

CRD#: 30397

NAPERVILLE, IL

Past

April 15, 2022 - June 28, 2022

EMERGE CAPITAL MANAGEMENT

RIA

CRD#: 284581

Livermore, CA

Past

July 15, 2021 - August 9, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HONOLULU, HI

Past

June 22, 2021 - August 9, 2021

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

HONOLULU, HI

Past

April 5, 2017 - November 18, 2019

PNC CAPITAL ADVISORS LLC

RIA

CRD#: 151829

San Francisco, CA

Past

November 11, 2016 - November 20, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CRD#: 118787

PORTLAND, ME

Past

May 24, 2013 - September 25, 2015

CALVERT INVESTMENT DISTRIBUTORS, INC.

CRD#: 37527

BETHESDA, MD

Past

August 17, 2010 - May 13, 2013

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

EMERVILLE, CA

Past

August 17, 2010 - May 13, 2013

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

EMERVILLE, CA

Past

February 2, 2010 - July 1, 2010

FINANCIAL TELESIS INC

RIA

CRD#: 31012

EMERYVILLE, CA

Past

February 1, 2010 - July 1, 2010

FINANCIAL TELESIS INC

CRD#: 31012

EMERYVILLE, CA

Past

March 29, 2007 - October 14, 2009

MML INVESTORS SERVICES, LLC

CRD#: 10409

WESTMINSTER, CO

Past

February 7, 2006 - January 10, 2007

MFS FUND DISTRIBUTORS, INC.

CRD#: 31052

BOSTON, MA

Past

May 26, 2005 - June 20, 2005

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

August 15, 2003 - March 15, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

May 2, 2001 - December 18, 2001

ATEL SECURITIES CORPORATION

CRD#: 17229

SAN FRANCISCO, CA

Past

November 3, 2000 - November 29, 2000

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

CRD#: 17580

BOSTON, MA

Past

September 1, 1998 - October 3, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

March 21, 1996 - January 30, 1998

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

May 3, 1990 - March 8, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 19, 1988 - June 17, 1988

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

June 19, 1985 - March 5, 1988

JHM, INC.

CRD#: 7113

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PTMA INVESTMENT ADVISORS

GFAM | PUBLIC TRUST ADVISORS, LLC | PTMA INVESTMENT ADVISORS

CRD#: 159189 / SEC#: 801-72782

RIA

Registered Investment Advisory firm - (10/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(6/10/2022)

California
(5/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/29/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/3/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/15/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PTMA INVESTMENT ADVISORS

GFAM | PUBLIC TRUST ADVISORS, LLC | PTMA INVESTMENT ADVISORS

CRD#: 159189 / SEC#: 801-72782

RIA

Registered Investment Advisory firm - (10/13/2011 Approved)

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Contact information

Main Address

717 17th Street Suite 1850, Denver, CO 80202

Mailing Address

Phone number

(855) 395-3954

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	241
AUM (Assets Under Management)	$ 94,211,094,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Shull

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Shull II's CRS (Customer Relationship Summary).

Certified licenses

Experience

PMA SECURITIES, LLC

EMERGE CAPITAL MANAGEMENT

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

PNC CAPITAL ADVISORS LLC

FORESIDE DISTRIBUTION SOLUTIONS, LLC

CALVERT INVESTMENT DISTRIBUTORS, INC.

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

FINANCIAL TELESIS INC

FINANCIAL TELESIS INC

MML INVESTORS SERVICES, LLC

MFS FUND DISTRIBUTORS, INC.

CITISTREET EQUITIES LLC

FIDELITY BROKERAGE SERVICES LLC

ATEL SECURITIES CORPORATION

STATE STREET RESEARCH INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

JHM, INC.

Primary Firm SEC Registration

PTMA INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/29/2025

Series 66

Date: 4/3/2017

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 6/15/1985

FINRA

Current Firm

PTMA INVESTMENT ADVISORS

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PTMA INVESTMENT ADVISORS

TRUST BUT VERIFY

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