CM
Chesley V. Morton
CARTER, TERRY & COMPANY
Atlanta, GA 30305
Some features on this profile are disabled
CRD#: 1372000
CM
Professional summary
Chesley Venable Morton JR, who also goes by Chesley Vanable Morton Jr, Chesley Vanable Morton, is a registered financial advisor currently at CARTER, TERRY & COMPANY, INC. located in Atlanta, Georgia.
Chesley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Chesley has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chesley Vanable Morton Jr | Chesley Vanable Morton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WORKS AS A NON-PUBLIC ARBITRATOR FOR FINRA DISPUTE RESOLUTION; REGIONAL OFFICE BOCA RATON FLORIDA; CIRCA: 1998;MEMBER OF THE NON-PUBLIC ARBITRATOR POOL. CURRENTLY INACTIVE; FINANCIAL SERVICES; APPROXIMATELY 1 HOUR A MONTH;1 HOUR PER MONTH DURING TRADING HOURS;$100 ******* CREATIVE WRITING; 3580 COLDWATER CANYON COURT TUCKER GA 30084; START: 2003;POETRY SUBMISSIONS FOR PUBLICATION; NOT INVESTMENT RELATED, 0 HOURS DURING TRADING HOURS; RENUMERATION UPON EACH PUBLICATION; POET.
CRS (Client Relationship Summary) - RIA
Click below to view Chesley Venable Morton JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chesley Venable Morton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3060 Peachtree Rd Nw Suite 1200, Atlanta, GA 30305RIA
BD
CRD#: 16365
Atlanta, GA
Current
December 16, 2013 - Present
CARTER, TERRY & COMPANY, INC.
Office #1: 3060 Peachtree Road Suite 1200, Atlanta, GA 30305RIA
BD
CRD#: 16365
Atlanta, GA
Past
March 1, 2007 - December 17, 2013
B. RILEY WEALTH MANAGEMENT
RIA
CRD#: 2543
TUCKER, GA
Past
March 1, 2007 - December 17, 2013
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
TUCKER, GA
Past
August 5, 2005 - March 1, 2007
CAPITAL SECURITIES OF AMERICA, INC.
RIA
CRD#: 36405
TUCKER, GA
Past
January 3, 1995 - March 1, 2007
CAPITAL SECURITIES OF AMERICA, INC.
BD
CRD#: 36405
TUCKER, GA
Past
April 20, 1993 - December 31, 1994
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
June 1, 1988 - April 21, 1993
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
November 4, 1987 - June 6, 1988
M.S. KERNS INVESTMENTS, INC.
BD
CRD#: 17882
Past
October 18, 1985 - November 23, 1987
ATLANTA SECURITIES & INVESTMENTS, INC.
BD
CRD#: 15762
Past
May 24, 1985 - October 29, 1985
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/16/2013)
IAR
Alabama(4/30/2018)
RR
Colorado(1/9/2020)
RR
Florida(12/16/2013)
RR
Georgia(12/16/2013)
IAR
Georgia(12/19/2013)
RR
Louisiana(8/4/2014)
RR
New Hampshire(12/16/2013)
RR
New York(7/24/2014)
RR
North Carolina(7/28/2014)
RR
Pennsylvania(12/16/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CT
CARTER, TERRY & COMPANY, INC.
ATTKISSON AND ASSOCIATES, INCORPORATED | WICKHAM FINANCIAL & INSURANCE SERVICES | FJB SECURITIES, INC. | CARTER, TERRY & COMPANY, INC. | ATTKISSON, CARTER AND ASSOCIATES, INCORPORATED | ATTKISSON, CARTER & COMPANY, INC. | ATTKISSON, CARTER & AKERS, INCORPORATED | ATTKISSON CARTER & COMPANY, INC.
CRD#: 16365 / SEC#: 801-113129, 8-33797
RIA
Registered Investment Advisory firm - SEC (4/30/2018 Approved)Florida
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Georgia
Registered Investment Advisory firm - SEC (7/26/2018 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/29/2018 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3060 Peachtree Road Suite 1200 Suite 1200, Atlanta, GA 30305
Mailing Address
3060 Peachtree Road Suite 1200, Atlanta, GA 30305
Phone number
(404) 364-2070
Established
Georgia since 03/12/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
37
SEC notice filing (12 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 185 |
| AUM (Assets Under Management) | $ 111,326,459 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
