Curtiss N. Adamy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtiss Newell Adamy was a registered financial professional .
Curtiss is a previously registered financial professional and started their career in finance in 1969. Curtiss had worked at 6 firms and has passed the Series 1, Series 4, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2000 - February 18, 2003
CENTENNIAL SECURITIES COMPANY, INC.
January 13, 1987 - June 5, 2000
PATHWAY INVESTMENT CO.
September 10, 1982 - December 18, 1986
ROYAL SECURITIES COMPANY
March 9, 1979 - August 30, 1982
CENTENNIAL SECURITIES COMPANY, INC.
March 21, 1974 - July 19, 1980
SARGENT BROKERAGE CO.
April 26, 1973 - May 4, 1974
MICHIGAN SECURITIES CO INC
October 28, 1969 - May 26, 1973
KENT KING SECURITIES CO., INC.
Primary Firm SEC Registration
CENTENNIAL SECURITIES COMPANY, INC.
CRD#: 7763 / SEC#: 801-106623, 8-23406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/13/1966
Registered Representative ExaminationF04
Date: 6/1/1978
Financial Principal ExaminationSeries 00
Date: 9/1/1966
General Securities Principal ExaminationCurrent Firm
CENTENNIAL SECURITIES COMPANY, INC.
CRD#: 7763 / SEC#: 801-106623, 8-23406
Contact information
SEC notice filing (18 States and Territories)
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DIEPSTRA, RYAN ANDREW | FINANCIAL ADVISOR/OWNER | 4684402 |
| HANSEN, RANDALL LEE | FINANCIAL ADVISOR/OWNER | 1104122 |
| KLUNDER, JAMES DALE | FINANCIAL ADVISOR / OWNER | 1974282 |
| BERNARDI, MARIO GIULIO | FINANCIAL ADVISOR / OWNER | 1542163 |
| KELLY, KEVIN WILLIAM | FINANCIAL ADVISOR / OWNER | 2995050 |
| OCHOA, MICHAEL ROBERT | FINANCIAL ADVISOR / OWNER | 1301012 |
| WIERENGA, JEFFREY DONALD | FINANCIAL ADVISOR / OWNER | 4748730 |
| BEESLEY, DONALD EDWARD | FINANCIAL ADVISOR / OWNER | 1541425 |
| KLINGER, ANDREW LEROY | PRESIDENT/CEO/COO/OWNER | 7694999 |
| MUSUMECI, WALTER | FINANCIAL ADVISOR/OWNER | 6605061 |
| NIEWALD, DOMINIC JOSEPH | FINANCIAL ADVISOR/OWNER | 6287471 |
| PEDDIE, JONATHAN THOMAS | FINANCIAL ADVISOR/OWNER | 4451972 |
| POWERS, JORDAN THOMAS | CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP | 6711719 |
| VANDERMOLEN, DANIEL LEE | FINANCIAL ADVISOR / OWNER | 1384729 |
Regulatory assets under management
| Total Number of Accounts | 2,654 |
| AUM (Assets Under Management) | $ 1,152,401,650 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
