Dana B. Croswhite
Professional summary
Dana Buttrey Croswhite, who also goes by Dana Elisabeth Buttrey, Dana B Croswhite, Dana Elisabeth Croswhite, is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Houston, Texas.
Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Dana has worked at 2 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Dana Buttrey Croswhite's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 17, 2015 - Present
OXBOW ADVISORS, LLC
Office #1: 800 Gessner Road Suite 750, Houston, TX 77024July 20, 2007 - November 12, 2015
REK ADVISORS, INC.
Primary Firm SEC Registration
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/17/2015)
Exams
Current Firm
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
Contact information
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 2,097,433,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 03/14/2024 | ||
| 02/08/2023 |
Red Flags
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