Ron D. Zeff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ron David Zeff was a registered financial professional .
Ron is a previously registered financial professional and started their career in finance in 1985. Ron had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2014 - December 31, 2020
CARMEL PARTNERS
June 5, 1985 - January 23, 1986
KINGSTONE PRATO, INC.
Primary Firm SEC Registration
CARMEL PARTNERS
CRD#: 160892 / SEC#: 801-74214
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CARMEL PARTNERS
CRD#: 160892 / SEC#: 801-74214
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8 |
| AUM (Assets Under Management) | $ 7,525,817,150 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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