Daniel R. Figliola
Professional summary
Daniel Raymond Figliola is a registered financial advisor currently at ALPINE CAPITAL PARTNERS, LLC located in Thornton, Colorado.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Daniel has worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Raymond Figliola's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2009 - Present
ALPINE CAPITAL PARTNERS, LLC
January 22, 2008 - August 3, 2009
COLDSTREAM WEALTH MANAGEMENT
January 22, 2008 - August 3, 2009
COLDSTREAM SECURITIES, INC.
January 1, 1999 - March 19, 2008
STRATEGIC ADVISERS LLC
January 21, 1992 - October 3, 2007
FIDELITY BROKERAGE SERVICES LLC
August 26, 1986 - January 20, 1992
AMERIPRISE ADVISOR SERVICES, INC.
November 13, 1985 - August 23, 1986
FIRST AFFILIATED SECURITIES, INC.
June 19, 1985 - November 1, 1985
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/10/2009)
Exams
Series 8
Date: 6/10/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALPINE CAPITAL PARTNERS, LLC
CRD#: 151359 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 9,541,024 |
Red Flags
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