Wesley H. Snell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wesley Howe Snell, who also goes by Wes H. Snell, was a registered financial professional .
Wesley is a previously registered financial professional and started their career in finance in 1985. Wesley had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2007 - August 24, 2020
HORNOR, TOWNSEND & KENT, LLC
January 11, 2007 - August 24, 2020
HORNOR, TOWNSEND & KENT, LLC
July 8, 2003 - January 3, 2007
OSAIC FA, INC.
July 7, 2003 - May 31, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 7, 2003 - January 3, 2007
OSAIC FA, INC.
May 1, 2003 - July 11, 2003
ONEAMERICA SECURITIES, INC.
April 11, 2000 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
April 11, 2000 - July 11, 2003
ONEAMERICA SECURITIES, INC.
November 1, 1995 - April 17, 2000
SII INVESTMENTS, INC.
April 26, 1990 - November 2, 1995
SECURITIES AMERICA, INC.
November 19, 1989 - May 1, 1990
OSAIC WEALTH, INC.
July 18, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
December 23, 1985 - March 25, 1988
FPI SECURITIES, INC.
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
