Scott A. Hyde
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Alan Hyde was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1985. Scott had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2002 - August 23, 2016
IMS SECURITIES, INC.
April 14, 1997 - July 11, 2002
M. J. WHITMAN, INC.
April 5, 1995 - May 1, 1997
CANTELLA & CO., INC.
October 20, 1993 - March 15, 1995
PHOENIX GOVERNMENT INVESTMENTS, INC.
June 22, 1992 - January 1, 1994
DESHLER-MORRIS SECURITIES, INC.
May 22, 1985 - June 27, 1985
VANGUARD PORTFOLIOS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
IMS SECURITIES, INC.
CRD#: 35567 / SEC#: , 8-46722
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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