Lee C. Russell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lee Champ Russell III, who also goes by Lee C Russell III, was a registered financial professional .
Lee is a previously registered financial professional and started their career in finance in 1985. Lee had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - May 5, 2017
COREBRIDGE CAPITAL SERVICES, INC.
January 3, 2005 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
October 2, 2003 - December 31, 2004
AMERICAN GENERAL SECURITIES INCORPORATED
March 26, 1992 - April 1, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 26, 1992 - April 1, 2003
OSAIC FA, INC.
June 27, 1986 - November 9, 1990
GENERAL AMERICAN LIFE INSURANCE COMPANY
May 30, 1985 - December 4, 1991
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
