Kenneth R. Martin
Professional summary
Kenneth Robert Martin was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kenneth is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Kenneth had worked at 5 firms, which includes IBIS SECURITIES LLC, CANTELLA & CO. INC., ALAMO CAPITAL, WESTHOFF CONE & HOLMSTEDT, FIRST CALIFORNIA CAPITAL MARKETS GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1995 - March 4, 2003
IBIS SECURITIES, LLC
March 31, 1995 - March 25, 1997
CANTELLA & CO., INC.
April 2, 1993 - September 18, 1995
ALAMO CAPITAL
December 1, 1989 - March 3, 1995
WESTHOFF, CONE & HOLMSTEDT
January 23, 1986 - October 4, 1989
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IBIS SECURITIES, LLC
CRD#: 38538 / SEC#: , 8-48327
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARTIN, KENNETH ROBERT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1370989 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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