Noel R. Vincent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Noel Ray Vincent was a registered financial professional .
Noel is a previously registered financial professional and started their career in finance in 1989. Noel had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2018 - August 27, 2018
ELE WEALTH SOLUTIONS, INC.
December 1, 2009 - April 30, 2018
MADISON AVENUE SECURITIES, LLC
November 6, 2009 - April 30, 2018
MADISON AVENUE SECURITIES, LLC
September 17, 2001 - November 6, 2009
INVESTORS CAPITAL CORP.
January 20, 1999 - August 6, 2001
PLANMEMBER SECURITIES CORPORATION
January 22, 1997 - December 1, 1998
MM ASCEND LIFE INVESTOR SERVICES, LLC
October 30, 1989 - December 31, 1996
ARAGON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ELE WEALTH SOLUTIONS, INC.
CRD#: 38931 / SEC#: , 8-48467
Contact information
FINRA licenses (33 States and Territories)
Red Flags
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