Dario P. Manfredi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dario Peter Manfredi was a registered financial professional .
Dario is a previously registered financial professional and started their career in finance in 1985. Dario had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2006 - December 31, 2020
WORLD INVESTMENTS, LLC
December 9, 1987 - December 31, 2020
WORLD INVESTMENTS, LLC
August 27, 1987 - December 7, 1987
MONARCH INVESTMENTS INC.
January 2, 1987 - August 31, 1987
STUART STONE & CO., LLC
April 24, 1986 - January 1, 1987
FOCUS SECURITIES, INC.
August 7, 1985 - February 4, 1986
CARDELL & ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 12/5/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
