Kevin J. Palmer

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CRD#: 1370541

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin James Palmer, who also goes by Kevin J Palmer, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1985. Kevin had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin J Palmer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) SMA INSTITUTE; DIRECTOR; NON-INVESTMENT RELATED; RESEARCH AND ADVOCACY FIRM FOR HUMAN RIGHTS; 10 HOURS/MO NOT DURING TRADING HOURS; START DATE: 12/2008 2.) PHG DEVELOPMENT CO; BOARD OF DIRECTORS; ADVISOR CAPACITY ONLY FOR WIFE'S REAL ESTATE BUSINESS; NOT INVESTMENT RELATED; 4 HOURS/MO; START DATE 01/01/1987 3.) NEXT DOOR LLC; INVESTOR; CREATED FOR ACCOUNTING AND/OR TAX PURPOSES RELATED TO PERSONAL REAL ESTATE INVESTING; Start Date 03/01/2017; 2 HRS/MO NOT DURING TRADING HOURS. 4.) EAST 2 WEST LLC; CREATED FOR ACCOUNTING AND/OR TAX PURPOSES RELATED TO PERSONAL REAL ESTATE INVESTING; Start Date 06/01/2017; 0 HRS/MO. 5.) ACBF (AZ CHILDREN'S BOOKALICIOUS FOUNDATION); BOARD OF DIRECTORS; LITERACY NON-PROFIT; START DATE: 01/01/2014; 4 HOURS PER MONTH NOT DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 8, 2018 - October 23, 2024

SHARPEPOINT, LLC

RIA

CRD#: 290719

PHOENIX, AZ

Past

July 2, 2012 - February 21, 2018

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SCOTTSDALE, AZ

Past

December 9, 2008 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

SCOTTSDALE, AZ

Past

December 9, 2008 - February 21, 2018

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SCOTTSDALE, AZ

Past

June 25, 2004 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

RIA

CRD#: 13755

SCOTTSDALE, AZ

Past

May 22, 2001 - December 9, 2008

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

SCOTTSDALE, AZ

Past

November 1, 1994 - June 1, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 3, 1985 - October 6, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHARPEPOINT, LLC

MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC

CRD#: 290719 / SEC#: 801-119916

RIA

Registered Investment Advisory firm - (12/3/2020 Approved)

Arizona

Registered Investment Advisory firm - (12/9/2020 Terminated)

California

Registered Investment Advisory firm - (1/8/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/18/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/21/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SHARPEPOINT, LLC

MCCALEB WEALTH MANAGEMENT | SHARPEPOINT, LLC

CRD#: 290719 / SEC#: 801-119916

RIA

Registered Investment Advisory firm - (12/3/2020 Approved)

Arizona

Registered Investment Advisory firm - (12/9/2020 Terminated)

California

Registered Investment Advisory firm - (1/8/2021 Terminated)

Texas

Registered Investment Advisory firm - (12/9/2020 Terminated)

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Contact information

Main Address

5090 N. 40th Street Suite 200, Phoenix, AZ 85018

Mailing Address

Phone number

(480) 999-3033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	422
AUM (Assets Under Management)	$ 150,495,638

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin J. Palmer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST MONTAUK SECURITIES CORP.

FIRST MONTAUK SECURITIES CORP.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SHARPEPOINT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2004

Series 63

Date: 6/7/1985

SIE

Date: 2/21/2018

Series 7

Date: 5/18/1985

Series 8

Date: 2/21/1998

Current Firm

SHARPEPOINT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHARPEPOINT, LLC

TRUST BUT VERIFY

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