LL
Lynn L. Livelsberger
LIVELSBERGER FINANCIAL ADVISORY
Ashland, OH 44805
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CRD#: 1370517
LL
Professional summary
Lynn Louis Livelsberger is a registered financial advisor currently at LIVELSBERGER FINANCIAL ADVISORY located in Ashland, Ohio.
Lynn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Lynn has worked at 4 firms and has passed the Series 65, Series 63 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF BUSINESS: SWL RETIREMENT, INC.
THIS BUSINESS IS NON-INVESTMENT RELATED.
BUSINESS ADDRESS: 959 THOMAS DRIVE, ASHLAND, OHIO 44805.
NATURE OF BUSINESS: SELLING A BOARD GAME TO PERSONS OF THE BABY-BOOMER GENERATION.
POSITION: PARTNER
TITLE: PRESIDENT
START DATE: 10/01/2008
TIME: APPROXIMATELY 2 HOURS PER MONTH ARE DEVOTED TO THIS BUSINESS.
TIME: 0 HOURS ARE DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS.
DUTIES: MARKETING
CRS (Client Relationship Summary) - RIA
Click below to view Lynn Louis Livelsberger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2012 - Present
LIVELSBERGER FINANCIAL ADVISORY
Office #1: 122 West Washington Street Suite D, Ashland, OH 44805RIA
CRD#: 117665
Ashland, OH
Past
October 21, 1991 - December 7, 1992
DESANTIS SECURITIES COMPANY
BD
CRD#: 11398
COLUMBUS, OH
Past
August 17, 1988 - November 8, 1990
WINDSOR GROUP SECURITIES
BD
CRD#: 16552
Past
January 6, 1987 - October 4, 1988
SOUTHMARK CONSOLIDATED SECURITIES CORPORATION
BD
CRD#: 13451
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LIVELSBERGER FINANCIAL ADVISORY
LIVELSBERGER FINANCIAL ADVISORY | LIVELSBERGER,LYNN LOUIS | LIVELSBERGER, LYNN LOUIS
CRD#: 117665 / SEC#: 801-118391
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)Florida
Registered Investment Advisory firm - (3/23/2021 Terminated)Ohio
Registered Investment Advisory firm - (3/23/2021 Terminated)Texas
Registered Investment Advisory firm - (3/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/12/2017)
IAR
Ohio(1/24/2012)
IAR
Texas(2/28/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
LF
LIVELSBERGER FINANCIAL ADVISORY
LIVELSBERGER FINANCIAL ADVISORY | LIVELSBERGER,LYNN LOUIS | LIVELSBERGER, LYNN LOUIS
CRD#: 117665 / SEC#: 801-118391
RIA
Registered Investment Advisory firm - (4/3/2020 Approved)Florida
Registered Investment Advisory firm - (3/23/2021 Terminated)Ohio
Registered Investment Advisory firm - (3/23/2021 Terminated)Texas
Registered Investment Advisory firm - (3/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
122 West Washington Street Suite D, Ashland, OH 44805
Mailing Address
Phone number
(419) 289-7165
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,004 |
| AUM (Assets Under Management) | $ 160,941,461 |
Red Flags
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