Warren Charles Varney
Professional Summary
Warren Charles Varney was a registered financial advisor. Warren was a previously registered financial professional and started their career in finance 1985 - 2022. Warren had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
41 years in the financial services industry
Current & Past Employments
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Current Firm
NAME 904 | PEAKPORTFOLIO | PEAK WEALTH GROUP, LLC | PEAK WEALTH GROUP LLC | PEAK BROKERAGE SERVICES, LLC
Contact Information
Main Address
4475 Us Hwy 1 South Suite 206, St. Augustine, FL 32086Phone Number
(904) 679-4586# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$44,519,438Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Oct 2012Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1985About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Sep 1988About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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