Daniel P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Patrick White III, who also goes by III Daniel Patrick White, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1985. Daniel had worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2013 - October 8, 2020
SULLIVAN & WHITE ASSET MANAGEMENT
July 13, 2009 - September 7, 2012
CITIZENS JMP SECURITIES, LLC
February 29, 2008 - May 8, 2009
RBC CAPITAL MARKETS, LLC
September 21, 2004 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
November 6, 2002 - April 23, 2004
PIPER SANDLER & CO.
September 1, 1998 - September 17, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
August 23, 1993 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
May 7, 1991 - April 2, 1992
CIBC WORLD MARKETS CORP.
June 13, 1985 - August 2, 1990
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
SULLIVAN & WHITE ASSET MANAGEMENT
CRD#: 168056 / SEC#:
Contact information
Red Flags
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