Edward J. Mercier
Professional summary
Edward James Mercier, who also goes by Edward J Mercier, Edward James Mercier Jr, is a registered financial professional currently at RETIREONE INVESTMENT SERVICES, LLC located in Louisville, Kentucky.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1985. Edward has worked at 6 firms and has passed the Series 65, SIE, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward James Mercier's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2019 - Present
RETIREONE INVESTMENT SERVICES, LLC
Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202February 21, 2017 - October 15, 2019
PORTSMOUTH FINANCIAL SERVICES
February 17, 2017 - October 15, 2019
PORTSMOUTH FINANCIAL SERVICES
August 2, 2006 - February 19, 2016
CHARLES SCHWAB & CO., INC.
December 11, 1998 - February 19, 2016
CHARLES SCHWAB & CO., INC.
August 1, 1991 - August 8, 1997
IFMG SECURITIES, INC.
November 17, 1987 - August 1, 1991
PAMCO SECURITIES AND INSURANCE SERVICES
June 18, 1985 - November 20, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923Louisville, KY 40202TRUST BUT VERIFY
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