Richard J. Plunkett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard J Plunkett was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1985. Richard had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2017 - April 18, 2026
PLUNKETT, RICHARD J.
May 17, 2011 - December 31, 2016
PLUNKETT, RICHARD J.
March 4, 2010 - April 15, 2011
VERITRUST FINANCIAL, LLC
March 3, 2010 - April 15, 2011
VERITRUST FINANCIAL, LLC
August 13, 2008 - March 4, 2010
CETERA WEALTH SERVICES, LLC
August 4, 2008 - March 4, 2010
CETERA WEALTH SERVICES, LLC
November 12, 2003 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
October 8, 2003 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
April 22, 2002 - October 31, 2003
VERITRUST FINANCIAL, LLC
November 15, 1989 - April 22, 2002
ARAGON FINANCIAL SERVICES, INC.
November 21, 1986 - November 18, 1989
ARM SECURITIES CORPORATION
September 30, 1985 - November 18, 1986
TITAN/VALUE EQUITIES GROUP, INC.
July 24, 1985 - August 16, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PLUNKETT, RICHARD J.
CRD#: 157180 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 1,840,000 |
Red Flags
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