Jeffery S. Dickson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Scott Dickson, who also goes by Jeff Dickson, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1987. Jeffery had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 1989 - May 16, 1989
ADVENT SECURITIES, INC.
September 1, 1987 - February 28, 1989
POWER SECURITIES CORPORATION
May 21, 1987 - September 2, 1987
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
ADVENT SECURITIES, INC.
CRD#: 16499 / SEC#: , 8-33754
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
