Donald P. Cox

COX GLOBAL ASSOCIATES

KATY, TX 77494

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CRD#: 1369976

Professional summary

Donald Paul Cox, who also goes by Don Cox, is a registered financial advisor currently at COX GLOBAL ASSOCIATES INC located in Katy, Texas.

Donald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Donald has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Cox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul Cox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2003 - Present

COX GLOBAL ASSOCIATES INC

Office #1: 1260 Pin Oak Road Suite 204, Katy, TX 77494

RIA

CRD#: 107368

KATY, TX

Past

November 17, 2016 - February 3, 2026

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

KATY, TX

Past

December 5, 2006 - February 3, 2026

GENEOS WEALTH MANAGEMENT, INC.

CRD#: 120894

KATY, TX

Past

September 13, 1996 - December 6, 2006

ASSOCIATED SECURITIES CORP.

CRD#: 12969

KATY, TX

Past

December 16, 1989 - July 17, 1996

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 24, 1985 - December 16, 1989

LINSCO FINANCIAL GROUP, INC.

CRD#: 524

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/3/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/8/1993

General Securities Principal Examination

Current Firm

COX GLOBAL ASSOCIATES INC

CRD#: 107368 / SEC#: 801-68031

RIA

Registered Investment Advisory firm - (9/6/2012 Terminated)

Texas

Registered Investment Advisory firm - (2/12/2026 Termination Requested)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1260 Pin Oak Road Suite 204, Katy, TX 77494-5600

Mailing Address

Phone number

(281) 395-8300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 331,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Donald P. Cox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Paul Cox's CRS (Customer Relationship Summary).

Certified licenses

Experience

COX GLOBAL ASSOCIATES INC

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

ASSOCIATED SECURITIES CORP.

LPL FINANCIAL LLC

LINSCO FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/1985

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 24

Date: 2/8/1993

Current Firm

COX GLOBAL ASSOCIATES INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COX GLOBAL ASSOCIATES INC

TRUST BUT VERIFY

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