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HC

Henry A. Clasen

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CRD#: 1369875
HC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Allan Clasen, who also goes by Hank Clasen, was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1985. Henry had worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hank Clasen

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 1, 1986 - May 22, 1987

ASHFORD SECURITIES CORPORATION

BD
CRD#: 14172
Past

June 12, 1985 - November 29, 1986

FINANCIAL SERVICE CORPORATION OF AMERICA

BD
CRD#: 10846

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/28/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


AS
ASHFORD SECURITIES CORPORATION
ASHFORD SECURITIES CORPORATION | TERRY RIELY & CO. | TERRY RIELY & ASSOCIATES | LONGNECKER, RIELY & ASSOCIATES

CRD#: 14172 / SEC#: , 8-30339

BD
Expelled by FINRA on 09/26/1989
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 08/16/1983
Firm type
Corporation
Fiscal year end
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASHFORD SECURITIES CORPORATION

CRD#: 14172

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