Barbara S. Macdonald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Suzanne Marie Macdonald, who also goes by Barbara Suzanne Marie Cremer, Barbara S Macdonald, Barbara Suzanne Marie Mcdonald, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1985. Barbara had worked at 8 firms and has passed the Series 63, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2011 - February 27, 2013
AVALON INVESTMENT & SECURITIES GROUP, INC.
January 26, 2009 - November 3, 2009
AMVEST SECURITIES, INCORPORATED
October 28, 2002 - December 31, 2006
PFS INVESTMENTS INC.
January 16, 2001 - July 8, 2002
TOWER SQUARE SECURITIES, INC.
September 14, 1998 - February 11, 1999
METROPOLITAN LIFE INSURANCE COMPANY
September 14, 1998 - February 11, 1999
MSI FINANCIAL SERVICES, INC.
April 5, 1996 - August 28, 1998
UNITED SECURITIES ALLIANCE, INC.
October 13, 1987 - April 2, 1996
PFS INVESTMENTS INC.
June 18, 1985 - August 31, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVALON INVESTMENT & SECURITIES GROUP, INC.
CRD#: 6281 / SEC#: , 8-17078
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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