Joseph J. Jaso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph John Jaso JR, who also goes by J Jay Jaso Jr, J Jay Jaso, Joe Jaso, Joseph John Jaso, Joseph John Jr Jaso, was a registered financial advisor .
Joseph is a previously registered financial advisor and started their career in finance in 1985. Joseph had worked at 7 firms and has passed the Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2009 - August 18, 2010
MCNALLY FINANCIAL SERVICES CORPORATION
July 1, 2003 - August 29, 2008
GROVE POINT INVESTMENTS, LLC
June 13, 2003 - August 29, 2008
GROVE POINT INVESTMENTS, LLC
May 20, 2003 - June 18, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 16, 2003 - June 18, 2003
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 30, 1989 - June 1, 2000
GROVE POINT INVESTMENTS, LLC
November 2, 1988 - April 10, 1989
CAREY JAMISON & COMPANY
August 25, 1986 - October 31, 1988
HIBBARD BROWN & CO., INC.
December 6, 1985 - August 27, 1986
SOUTHMARK FINANCIAL SERVICES, INC.
June 28, 1985 - January 1, 1986
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
