Randall S. Shoker

SHOKER INVESTMENTS

OXFORD, OH

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CRD#: 1369610

Professional summary

Randall Singh Shoker is a registered financial advisor currently at SHOKER INVESTMENTS located in Oxford, Ohio.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Randall has worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Singh Shoker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 1992 - Present

SHOKER INVESTMENTS

RIA

CRD#: 107857

OXFORD, OH

Past

August 5, 1986 - September 12, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

May 23, 1985 - August 11, 1986

FINANCIAL SQUARE PARTNERS

CRD#: 1541

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHOKER INVESTMENTS

SHOKER INVESTMENT COUNSEL | SHOKER RANDALL SINGH | SHOKER INVESTMENTS | SHOKER INVESTMENT COUNSEL INC. | SHOKER INVESTMENT COUNSEL INC

CRD#: 107857 / SEC#: 801-37179

RIA

Registered Investment Advisory firm - (8/17/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(11/27/2023)

IAR

Kentucky
(8/10/1992)

IAR

Ohio
(1/16/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 10/23/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Current Firm

SHOKER INVESTMENTS

SHOKER INVESTMENT COUNSEL | SHOKER RANDALL SINGH | SHOKER INVESTMENTS | SHOKER INVESTMENT COUNSEL INC. | SHOKER INVESTMENT COUNSEL INC

CRD#: 107857 / SEC#: 801-37179

RIA

Registered Investment Advisory firm - (8/17/1990 Approved)

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Contact information

Main Address

Oxford, OH

Mailing Address

Phone number

(513) 524-1776

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B SHOKER INVESTMENT COUNSEL, INC. (3/31/2025)

SHOKER INVESTMENT COUNSEL INC. PART 2A OF FORM ADV (3/31/2025)

Regulatory assets under management

Total Number of Accounts	180
AUM (Assets Under Management)	$ 420,742,890

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Randall S. Shoker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Singh Shoker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL EQUITY GROUP, LLC

FINANCIAL SQUARE PARTNERS

Primary Firm SEC Registration

SHOKER INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/2025

Series 63

Date: 7/17/1985

Series 3

Date: 10/23/1986

Series 7

Date: 5/18/1985

Current Firm

SHOKER INVESTMENTS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHOKER INVESTMENTS

TRUST BUT VERIFY

Contact information

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