Matthew K. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Kenan Fitzgerald, who also goes by Matthew K Fitzgerald, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1986. Matthew had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2019 - November 23, 2020
EASTGATE SECURITIES, LLC
January 7, 2010 - March 7, 2018
TRUIST SECURITIES, INC.
January 3, 2005 - December 1, 2009
THINKEQUITY LLC
April 29, 2002 - November 22, 2004
J.P. MORGAN SECURITIES LLC
March 1, 2002 - April 18, 2002
ABN AMRO INCORPORATED
July 21, 1998 - March 1, 2002
ABN AMRO SECURITIES LLC
March 11, 1993 - March 6, 1998
DEUTSCHE BANK SECURITIES INC.
April 24, 1992 - February 17, 1993
DUNLEVY & CO., INCORPORATED
July 7, 1989 - February 11, 1992
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 23, 1986 - June 9, 1989
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/12/2007
Limited Representative-Equity Trader ExamCurrent Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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