Harry Sammons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry Sammons JR, who also goes by Chip Sammons, Harry Sammons, was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1985. Harry had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - February 18, 2020
BB&T SECURITIES, LLC
November 29, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
September 8, 2010 - November 30, 2011
PIERPONT CAPITAL ADVISORS LLC
July 13, 2001 - September 9, 2010
SCOTT & STRINGFELLOW, LLC
May 26, 1998 - July 19, 2001
ADVEST, INC.
August 19, 1996 - June 2, 1998
FIRST CLEARING, LLC
August 18, 1994 - August 21, 1996
MERIDIAN SECURITIES, INC.
November 27, 1990 - August 18, 1994
MARCUS, STOWELL & BEYE, INC.
November 27, 1990 - August 20, 1994
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.
May 9, 1987 - December 18, 1990
SCHAEFER SECURITIES, INC.
July 23, 1985 - January 2, 1987
CARTY, HARDING & HEARN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
