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Harry Sammons Jr

CRD# 1369521·Registered 1985 - 2020
Previously Registered: Being a previously registered professional could mean that Harry is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Harry Sammons JR, who also goes by Chip Sammons, Harry Sammons, was a registered financial advisor. Harry was a previously registered financial professional and started their career in finance 1985 - 2020. Harry had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chip Sammons, Harry Sammons

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years registered in the securities industry

Current & Past Employments

Past

BB&T SECURITIES, LLCPast·CRD# 142785
BD
Boca Raton, FL
January 2, 2013 - February 18, 2020
SCOTT & STRINGFELLOW, LLCPast·CRD# 6255
BD
Boca Raton, FL
November 29, 2011 - January 2, 2013
PIERPONT CAPITAL ADVISORS LLCPast·CRD# 108424
BD
Boca Raton, FL
September 8, 2010 - November 30, 2011
SCOTT & STRINGFELLOW, LLCPast·CRD# 6255
BD
Boca Raton, FL
July 13, 2001 - September 9, 2010
ADVEST, INC.Past·CRD# 10
BD
Hartford, CT
May 26, 1998 - July 19, 2001
FIRST CLEARING, LLCPast·CRD# 17344
BD
St. Louis, MO
August 19, 1996 - June 2, 1998
MERIDIAN SECURITIES, INC.Past·CRD# 16468
BD
August 18, 1994 - August 21, 1996
MARCUS, STOWELL & BEYE GOVERNMENT SECURITIES, INC.Past·CRD# 19184
BD
Fort Lauderdale, FL
November 27, 1990 - August 20, 1994
MARCUS, STOWELL & BEYE, INC.Past·CRD# 7038
BD
Fort Lauderdale, FL
November 27, 1990 - August 18, 1994
SCHAEFER SECURITIES, INC.Past·CRD# 18046
BD
May 9, 1987 - December 18, 1990
CARTY, HARDING & HEARN, INC.Past·CRD# 7001
BD
July 23, 1985 - January 2, 1987

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Current Firm

BS
BB&T SECURITIES, LLC

BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC

CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021

Contact Information

Main Address

901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219

Established

Delaware since 08/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP FEE PROGRAMS 12.15.20 (12/15/2020)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONSOLE MEMBER—
CRAM, BRYAN SCOTTCHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS2723431
HECHTLINGER, SUSANCHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS2890466
MCCALLUM, CHARLES FALCONER IIIHEAD OF SUPERVISION/BOARD OF MANAGERS2697260
RIP, OLGAPRINCIPAL FINANCIAL OFFICER5440553
SPEETJENS, FELICIA ANNHEAD OF PRODUCT/BOARD OF MANAGERS3197366
TYSON, TONYA BELFIELDPRINCIPAL OPERATIONS OFFICER1987448

Disclosures

Regulatory Event

49

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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