Deborah A. Violette
Professional summary
Deborah A Violette, CFP®, who also goes by Debbie Goshorn, Deborah Ann Goshorn, Debbie Macey, Deborah Ann Macey, Debbie Westover, Deborah Ann Westover, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Greenwood Village, Colorado.
Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Deborah has worked at 18 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah A Violette's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2003
Experience
April 3, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
Office #1: 8515 East Orchard Rd 4t2, Greenwood Village, CO 80111November 1, 2019 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
February 11, 2019 - August 29, 2019
PERSONAL CAPITAL ADVISORS CORPORATION
October 1, 2009 - February 7, 2019
TOWNSEND
March 18, 2009 - February 11, 2019
SECURITIES AMERICA, INC.
September 3, 2008 - September 26, 2008
MORGAN STANLEY & CO. LLC
September 3, 2008 - September 26, 2008
MORGAN STANLEY & CO. LLC
January 1, 2008 - December 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - December 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
June 22, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
January 2, 2004 - January 3, 2008
A. G. EDWARDS & SONS, INC.
October 16, 2001 - December 19, 2003
CITIGROUP GLOBAL MARKETS INC.
March 25, 1999 - October 29, 2001
PIPER SANDLER & CO.
February 5, 1998 - April 9, 1998
A. G. EDWARDS & SONS, INC.
April 8, 1997 - April 24, 1998
LPL FINANCIAL LLC
October 26, 1995 - August 5, 1996
CHARLES SCHWAB & CO., INC.
September 29, 1995 - October 17, 1995
HANIFEN, IMHOFF INC.
March 18, 1994 - September 22, 1995
FORTA FINANCIAL GROUP, INC.
November 20, 1991 - November 26, 1993
UBS FINANCIAL SERVICES INC.
October 18, 1989 - November 13, 1991
LEHMAN BROTHERS INC.
July 18, 1989 - October 28, 1989
FIRM ONE SECURITIES, INCORPORATED
May 14, 1988 - November 13, 1991
LEHMAN BROTHERS INC.
April 13, 1988 - July 27, 1989
PRUDENTIAL EQUITY GROUP, LLC
October 23, 1985 - May 14, 1988
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/3/2023)
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | ||
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
