Stuart Jeffries Henley
Professional Summary
Stuart Jeffries Henley, who also goes by Jeff Henley, is a registered financial advisor currently at HARMONY ASSET MANAGEMENT LLC located in Auburn, Alabama. Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Stuart has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jeff Henley
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
41 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY WEALTH ACADEMY | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC
Contact Information
Main Address
16220 N. Scottsdale Road Suite 300, Scottsdale, AZ 85254Phone Number
(480) 314-5967# of Employees
10SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
602AUM (Assets Under Management)
$462,513,551Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
EXPANSION FUNDS AMERICA | ROSENFIELD, ALAN E. | HARMONY WEALTH ACADEMY | HARMONY NONPROFIT | HARMONY ASSET MANAGEMENT LLC | EXPANSION FUNDS AMERICA LLC
State Registrations and Notice Filings
(10/13/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1985About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Stuart Jeffries Henley's CRS (Customer Relationship Summary).
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