Philip A. Dina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip A. Dina, who also goes by Philip Andrew Dina, Philip Dina, Dina Philip, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1985. Philip had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - June 29, 2017
NETWORK 1 FINANCIAL SECURITIES INC.
May 7, 2008 - December 12, 2012
OBSIDIAN FINANCIAL GROUP, LLC
November 27, 2007 - May 23, 2008
MERCER CAPITAL LTD.
April 6, 2004 - March 10, 2006
UTENDAHL CAPITAL GROUP, LLC
March 31, 2004 - March 10, 2006
UTENDAHL CAPITAL PARTNERS, L.P.
July 2, 2003 - April 1, 2004
NATIONAL SECURITIES CORPORATION
March 11, 2002 - July 9, 2003
E STREET ACCESS
February 24, 2000 - May 30, 2001
MERCER PARTNERS INCORPORATED
March 8, 1999 - February 28, 2000
MILLENNIUM SECURITIES CORP.
July 10, 1992 - March 29, 1993
ALL-TECH DIRECT, INC.
April 30, 1990 - September 24, 1998
DINA SECURITIES, INC.
January 4, 1988 - May 30, 1990
ALL-TECH DIRECT, INC.
July 23, 1985 - January 1, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/8/2001
Limited Representative-Equity Trader ExamCurrent Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
