Charles E. Belina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Edward Belina, who also goes by Charles E Belina, Chuck Belina, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1987. Charles had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - April 17, 2014
VINING-SPARKS IBG, LLC
March 1, 1989 - January 1, 1991
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
June 21, 1988 - March 31, 1989
PLANSMITH SECURITIES,INC.
August 10, 1987 - September 24, 1987
FIRST INTERREGIONAL EQUITY CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
