Bernard M. Keirns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bernard Matthew Keirns, who also goes by Matt Keirns, Matthew Bernard Keirns, was a registered financial professional .
Bernard is a previously registered financial professional and started their career in finance in 1985. Bernard had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2014 - April 13, 2017
PATRICK CAPITAL MARKETS, LLC
November 16, 2006 - May 15, 2008
INVESTORS ADVISORY SERVICES, LLC
November 26, 1993 - August 24, 1998
J.C. BRADFORD & CO.
July 31, 1993 - December 6, 1993
CITIGROUP GLOBAL MARKETS INC.
April 8, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
September 29, 1988 - November 15, 1991
ATLANTA SECURITIES & INVESTMENTS, INC.
May 16, 1988 - July 27, 1988
F.N. WOLF & CO., INC.
February 2, 1987 - May 18, 1988
SHERWOOD CAPITAL, INC.
June 18, 1985 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/1/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
PATRICK CAPITAL MARKETS, LLC
CRD#: 16518 / SEC#: , 8-34099
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAXONY FINANCIAL HOLDINGS, LLC. | SOLE OWNER/ MEMBER | |
| CLARK, BRIAN LESLEY | PRESIDENT, CEO, AND CFO | 4802438 |
| KLUMP, RYAN CHRISTOPHER | SENIOR VICE PRSIDENT | 4762698 |
| MATARAZZI, NATHAN DOMENICO | FINOP, POO AND PFO | 4827090 |
| MITCHELL, JARAD BYRAM | COO | 4811305 |
| WEBSTER, TERRANCE MICHAEL | CHIEF COMPLIANCE OFFICER | 6826889 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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