Robert W. Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Warner Campbell, who also goes by Bob Warner Campbell, Bob Campbell, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 6 firms and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2019 - July 6, 2026
WEILD & CO.
May 4, 2016 - July 12, 2019
BOUSTEAD SECURITIES, LLC
September 6, 2011 - March 29, 2016
NOBLE CAPITAL MARKETS, INC.
July 28, 2003 - September 6, 2011
B. RILEY & CO., LLC
March 31, 2000 - October 30, 2003
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
December 1, 1983 - November 8, 1993
THE SEIDLER COMPANIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
