Thomas A. Escott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Albert Escott, who also goes by Thomas Albert Escott, Tom Escott, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1985. Thomas had worked at 4 firms and has passed the Series 63, Series 87, Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2002 - June 26, 2012
PRITCHARD CAPITAL PARTNERS, LLC
July 27, 2001 - July 24, 2002
TRUIST SECURITIES, INC.
July 1, 1992 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
April 25, 1986 - July 13, 1992
RAUSCHER PIERCE REFSNES, INC.
April 29, 1985 - September 5, 1991
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRITCHARD CAPITAL PARTNERS, LLC
CRD#: 100480 / SEC#: , 8-52030
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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