James A. Steinke
Professional summary
James Allen Steinke, who also goes by James A Steinke, is a registered financial professional currently at WELLFLEET INVESTMENTS LLC located in Floral Park, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1980. James has worked at 3 firms and has passed the SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Allen Steinke's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2024 - Present
WELLFLEET INVESTMENTS LLC
Office #1: 85-87 Covert Avenue 2nd Floor Rear Left, Floral Park, NY 11001July 16, 2015 - October 23, 2024
COLORADO FINANCIAL SERVICE CORPORATION
December 11, 1980 - October 31, 1991
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
WELLFLEET INVESTMENTS LLC
CRD#: 18488 / SEC#: , 8-36769
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEGA, JEFFREY | PRESIDENT/FINANCE/COO/CFO/CCO/FINOP | |
| J.P. CAREY CAPITAL MARKETS LLC | OWNER | |
| PRIMAVERA, PATRICK JOSEPH | DIRECTOR | 3124567 |
Red Flags
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