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Edward Franklin Hosinger Jr

CRD# 1367473·Registered 1984 - 2016
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Franklin Hosinger JR was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1984 - 2016. Edward had worked at 7 firms and has passed the Series 7 and Series 16 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

S.A.F.E. MANAGEMENT LLC·CRD# 141093
RIA
Fairfield, CT
August 28, 2009 - May 26, 2016
FIRST MADISON SECURITIES, INC.·CRD# 14288
BD
May 19, 1993 - March 3, 1994
GMS GROUP·CRD# 8000
BD
November 2, 1988 - February 23, 1993
MOORE & SCHLEY, CAMERON & CO.·CRD# 6917
BD
October 31, 1986 - December 31, 1988
GMS GROUP·CRD# 8000
BD
July 28, 1986 - January 27, 1988
MATTHEWS & WRIGHT, INC.·CRD# 7025
BD
February 19, 1986 - July 31, 1986
MATTHEWS & WRIGHT CAPITAL, INC.·CRD# 10939
BD
February 19, 1986 - July 31, 1986
CIBC WORLD MARKETS CORP.·CRD# 630
BD
April 18, 1984 - May 22, 1985

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Current Firm

SM
S.A.F.E. MANAGEMENT LLC

S.A.F.E. MANAGEMENT LLC | THE FINANCIAL U | SECURE ACQUISITION FINANCIAL ENTITY MANAGEMENT LLC

CRD#: 141093

Contact Information

Main Address

97 Lee Drive, Fairfield, CT 06824

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Feb 1986About the Series 7 exam

Series 16 — NYSE Supervisory Analyst Examination

Passed Apr 1984About the Series 16 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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