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Edward F. Hosinger

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CRD#: 1367473
EH

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Edward Franklin Hosinger JR was a registered financial professional .

Edward is a previously registered financial professional and started their career in finance in 1984. Edward had worked at 7 firms and has passed the Series 7 and Series 16 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 28, 2009 - May 26, 2016

S.A.F.E. MANAGEMENT LLC

RIA
CRD#: 141093
FAIRFIELD, CT
Past

May 19, 1993 - March 3, 1994

FIRST MADISON SECURITIES, INC.

BD
CRD#: 14288
Past

November 2, 1988 - February 23, 1993

GMS GROUP

BD
CRD#: 8000
Past

October 31, 1986 - December 31, 1988

MOORE & SCHLEY, CAMERON & CO.

BD
CRD#: 6917
Past

July 28, 1986 - January 27, 1988

GMS GROUP

BD
CRD#: 8000
Past

February 19, 1986 - July 31, 1986

MATTHEWS & WRIGHT, INC.

BD
CRD#: 7025
Past

February 19, 1986 - July 31, 1986

MATTHEWS & WRIGHT CAPITAL, INC.

BD
CRD#: 10939
Past

April 18, 1984 - May 22, 1985

CIBC WORLD MARKETS CORP.

BD
CRD#: 630

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 16
Date: 4/18/1984
NYSE Supervisory Analyst Examination

Current Firm


SM
S.A.F.E. MANAGEMENT LLC
S.A.F.E. MANAGEMENT LLC | THE FINANCIAL U | SECURE ACQUISITION FINANCIAL ENTITY MANAGEMENT LLC

CRD#: 141093 / SEC#:

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Contact information


Main Address
97 Lee Drive, Fairfield, CT 06824
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


S.A.F.E. MANAGEMENT LLC

CRD#: 141093

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