Robert F. Searing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Francis Searing, who also goes by Robert Searing, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1979. Robert had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2010 - December 31, 2019
BH ASSET MANAGEMENT, LLC
August 3, 2009 - February 12, 2010
KOYOTE TRADING LLC
April 22, 2004 - May 7, 2009
SCHOTTENFELD GROUP LLC
March 2, 2001 - September 6, 2002
BREAN CAPITAL, LLC
January 5, 2000 - September 5, 2000
GLOBALNETSECURITIES CORP.
February 3, 1999 - December 22, 1999
ALTERNA SECURITIES, INC.
July 12, 1993 - March 6, 1997
SCOTIA INTERNATIONAL, INC.
December 11, 1990 - July 28, 1993
DAIWA AMERICA STRATEGIC ADVISORS CORPORATION
February 26, 1988 - July 16, 1993
DAIWA CAPITAL MARKETS AMERICA INC.
October 30, 1979 - November 27, 1989
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
BH ASSET MANAGEMENT, LLC
CRD#: 152117 / SEC#: 801-70867
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BH ASSET MANAGEMENT, LLC
CRD#: 152117 / SEC#: 801-70867
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 117,048,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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