Michael L. Huffman

ROCK POINT ADVISORS

BURLINGTON, VT 05401-4014

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CRD#: 1367117

Professional summary

Michael Leighton Huffman is a registered financial advisor currently at ROCK POINT ADVISORS, LLC located in Burlington, Vermont.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leighton Huffman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2004 - Present

ROCK POINT ADVISORS, LLC

Office #1: 77 College Street 4th Floor, Burlington, VT, 05401-4014

RIA

CRD#: 130825

BURLINGTON, VT

Past

December 18, 1997 - July 1, 2004

FRASER MANAGEMENT ASSOCIATES, INC.

RIA

CRD#: 112320

BURLINGTON, VT

Past

October 27, 1983 - February 1, 1991

FENCHURCH SECURITIES, INC.

CRD#: 13956

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROCK POINT ADVISORS, LLC

GLENWOOD INVESTMENT ADVISORS | ROCK POINT ADVISORS, LLC | HUFFMAN, MICHAEL LEIGHTON

CRD#: 130825 / SEC#: 801-62923

RIA

Registered Investment Advisory firm - (4/30/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/26/2022)

IAR

Texas
(1/28/2005)

IAR

Vermont
(6/2/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ROCK POINT ADVISORS, LLC

GLENWOOD INVESTMENT ADVISORS | ROCK POINT ADVISORS, LLC | HUFFMAN, MICHAEL LEIGHTON

CRD#: 130825 / SEC#: 801-62923

RIA

Registered Investment Advisory firm - (4/30/2004 Approved)

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Contact information

Main Address

77 College Street 4th Floor, Burlington, VT, 05401-4014

Mailing Address

Phone number

(802) 864-2266

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROCK POINT ADVISORS, LLC BROCHURE ADV PART 2A AND 2B (3/27/2025)

Regulatory assets under management

Total Number of Accounts	474
AUM (Assets Under Management)	$ 560,398,407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael L. Huffman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Leighton Huffman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCK POINT ADVISORS, LLC

FRASER MANAGEMENT ASSOCIATES, INC.

FENCHURCH SECURITIES, INC.

Primary Firm SEC Registration

ROCK POINT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Current Firm

ROCK POINT ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROCK POINT ADVISORS, LLC

TRUST BUT VERIFY

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