Richard R. Fritts
Professional summary
Richard Randall Fritts was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial advisor and started their career in finance in 1985. Prior to being barred, Richard had worked at 5 firms, which includes SENIOR INVESTMENT MANAGEMENT LLC, VOYA FINANCIAL ADVISORS INC., MSI FINANCIAL SERVICES INC., METROPOLITAN LIFE INSURANCE COMPANY, PRUCO SECURITIES LLC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
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Experience
August 25, 2009 - October 17, 2010
SENIOR INVESTMENT MANAGEMENT LLC
March 30, 2006 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.
March 16, 2006 - December 31, 2008
VOYA FINANCIAL ADVISORS, INC.
April 13, 2004 - December 31, 2005
MSI FINANCIAL SERVICES, INC.
February 1, 2000 - December 31, 2005
METROPOLITAN LIFE INSURANCE COMPANY
February 1, 2000 - December 31, 2005
MSI FINANCIAL SERVICES, INC.
May 28, 1985 - January 27, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Current firm
No current employment
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