Chris L. Meacham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Lamont Meacham was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1985. Chris had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2020 - April 1, 2026
VIVALDI CAPITAL MANAGEMENT LP
October 10, 2007 - December 31, 2007
COINBASE CAPITAL MARKETS CORP
January 2, 2003 - June 27, 2005
CAPSTONE INVESTMENTS
December 23, 1999 - September 19, 2002
WARNER BECK INCORPORATED
September 23, 1999 - October 28, 2020
CORNERSTONE WEALTH MANAGEMENT
December 16, 1988 - September 3, 1999
DUNHAM
May 23, 1985 - November 25, 1988
KAVANAUGH SECURITIES, INC.
Primary Firm SEC Registration
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VIVALDI CAPITAL MANAGEMENT LP
CRD#: 160150 / SEC#: 801-73024
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,413 |
| AUM (Assets Under Management) | $ 4,647,085,822 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2026 | ||
| 07/22/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
