Jerome W. Mckenzie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Wesley Mckenzie, CFP® was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1988. Jerome had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 1998 - September 21, 2018
FAS WEALTH PARTNERS, INC.
August 19, 1997 - September 21, 2018
FAS CORP.
March 16, 1995 - September 3, 1997
MUTUAL SERVICE CORPORATION
January 13, 1990 - March 21, 1995
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
March 21, 1989 - April 19, 1989
THE STUART-JAMES COMPANY, INCORPORATED
May 27, 1988 - September 13, 1988
LOWELL H. LISTROM & COMPANY INC.
May 27, 1988 - January 7, 1989
KIMMINS SECURITIES, INC.
Primary Firm SEC Registration
FAS WEALTH PARTNERS, INC.
CRD#: 109796 / SEC#: 801-19282
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FAS WEALTH PARTNERS, INC.
CRD#: 109796 / SEC#: 801-19282
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,010 |
| AUM (Assets Under Management) | $ 3,085,389,748 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/01/2025 | ||
| 01/31/2024 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
