James P. Stroth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Paul Stroth was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 3 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 1986 - October 18, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
July 22, 1986 - December 17, 1986
DENMARK INVESTMENT SERVICES, INC.
August 20, 1985 - March 11, 1986
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PAMCO SECURITIES AND INSURANCE SERVICES
CRD#: 11028 / SEC#: , 8-37220
Contact information
Documents
Red Flags
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