MK
Michael R. Koly
INTEGRATED WEALTH MANAGEMENT
Uniontown, OH 44685
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CRD#: 1366723
MK
Professional summary
Michael Raymond Koly, who also goes by Mike Koly, is a registered financial advisor currently at INTEGRATED WEALTH MANAGEMENT, INC. located in Uniontown, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Michael has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Koly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INTEGRATED PLANNING COMPANY; NOT INVESTMENT RELATED; SELLING LIFE, HEALTH, DISABILITY, LONG TERM CARE, FIXED AND INDEXED ANNUITIES; AGENT; START DATE: 01/01/1983; 5 HOURS PER WEEK(5 HOURS DURING TRADING)
2)INTEGRATED WEALTH MANAGEMENT; INVESTMENT RELATED; PERCENTAGE FEE FOR ASSETS UNDER MANAGEMENT; IAR START DATE: 01/01/2007; 10 HOURS PER MONTH(10 HOURS DURING TRADING).
3) KOLY FINANCIAL GROUP; investment related: Yes; Location of the business: 4723 Garrett Dr. Norton OH 44203; Description of the business: Financial services; Position Title: Owner; Responsibilities Duties: Financial Services; Start date with business: 2019-01-01;
Hours devoted to business during trading hours: 130; Hours devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 50.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Raymond Koly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2009 - Present
INTEGRATED WEALTH MANAGEMENT, INC.
Office #1: 1790 Town Park Blvd. Suite K, Uniontown, OH 44685RIA
CRD#: 141092
Uniontown, OH
Past
September 16, 2002 - May 4, 2012
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
UNIONTOWN, OH
Past
June 7, 1993 - October 1, 2002
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Past
December 18, 1985 - June 7, 1993
VP DISTRIBUTORS LLC
BD
CRD#: 3036
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
INTEGRATED WEALTH MANAGEMENT, INC.
INTEGRATED WEALTH MANAGEMENT, INC.
CRD#: 141092 / SEC#: 801-128851
RIA
Registered Investment Advisory firm - (10/11/2023 Approved)Ohio
Registered Investment Advisory firm - (4/1/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(11/5/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IW
INTEGRATED WEALTH MANAGEMENT, INC.
INTEGRATED WEALTH MANAGEMENT, INC.
CRD#: 141092 / SEC#: 801-128851
RIA
Registered Investment Advisory firm - (10/11/2023 Approved)Ohio
Registered Investment Advisory firm - (4/1/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1790 Town Park Blvd. Suite K, Uniontown, OH 44685
Mailing Address
Phone number
(330) 896-1644
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,075 |
| AUM (Assets Under Management) | $ 189,464,931 |
Red Flags
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Company Information
INTEGRATED WEALTH MANAGEMENT, INC.
CRD#: 141092Uniontown, OH 44685TRUST BUT VERIFY
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