Michael R. Koly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Raymond Koly, who also goes by Mike Koly, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2009 - May 14, 2026
INTEGRATED WEALTH MANAGEMENT, INC.
September 16, 2002 - May 4, 2012
THE O.N. EQUITY SALES COMPANY
June 7, 1993 - October 1, 2002
WS GRIFFITH SECURITIES, INC.
December 18, 1985 - June 7, 1993
VP DISTRIBUTORS LLC
Primary Firm SEC Registration
INTEGRATED WEALTH MANAGEMENT, INC.
CRD#: 141092 / SEC#: 801-128851
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTEGRATED WEALTH MANAGEMENT, INC.
CRD#: 141092 / SEC#: 801-128851
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,075 |
| AUM (Assets Under Management) | $ 189,464,931 |
Red Flags
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