Michael C. Sailor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Craig Sailor, who also goes by Michael C Sailor, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2014 - April 28, 2025
ASPEN ASSET MANAGEMENT INC.
May 11, 2011 - March 22, 2013
MML INVESTORS SERVICES, LLC
May 2, 2011 - March 22, 2013
MML INVESTORS SERVICES, LLC
February 22, 2002 - December 1, 2010
OSAIC FS, INC.
June 10, 1991 - January 28, 2011
OSAIC FS, INC.
April 20, 1990 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
April 20, 1990 - March 14, 1991
MONY SECURITIES CORPORATION
May 15, 1985 - March 6, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 15, 1985 - March 6, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ASPEN ASSET MANAGEMENT INC.
CRD#: 171124 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
