William Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Gross, who also goes by Bill Gross, was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1985. William had worked at 16 firms and has passed the Series 66, Series 63, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2013 - December 9, 2014
GROSS FINANCIAL SERVICES, INC.
October 6, 2010 - June 30, 2011
INTEGRITY ALLIANCE, LLC.
September 7, 2010 - June 30, 2011
INTEGRITY ALLIANCE, LLC.
May 27, 2010 - August 31, 2010
FINTEGRA, LLC
May 17, 2010 - August 31, 2010
FINTEGRA, LLC
November 2, 2009 - May 17, 2010
USA WEALTH MANAGEMENT LLC
March 27, 2009 - October 9, 2009
NFSG CORPORATION
February 2, 2009 - October 9, 2009
NEWBRIDGE SECURITIES CORPORATION
September 15, 2008 - February 3, 2009
SECURITIES AMERICA ADVISORS, INC.
December 17, 2007 - February 3, 2009
SECURITIES AMERICA, INC.
March 18, 2003 - December 17, 2007
NEWBRIDGE SECURITIES CORPORATION
August 13, 2002 - March 18, 2003
HIGH MARK SECURITIES, INC.
November 1, 2001 - August 26, 2002
AVANTAX INVESTMENT SERVICES, INC.
February 2, 2001 - November 8, 2001
ALLSTATE FINANCIAL SERVICES, LLC
August 28, 2000 - February 26, 2001
BROOKSTREET SECURITIES CORPORATION
April 27, 1999 - March 6, 2000
ASSET MANAGEMENT SECURITIES CORP.
March 25, 1999 - April 26, 1999
GUARDIAN INVESTOR SERVICES LLC
January 12, 1989 - August 7, 1989
A. F. BEST SECURITIES, INC.
May 21, 1985 - August 8, 1994
BISHOP, ALLEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROSS FINANCIAL SERVICES, INC.
CRD#: 166123 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
