John A. Cory

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER

Blue Ridge, GA

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CRD#: 1366218

Professional summary

John Alan Cory is a registered financial advisor currently at ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC located in Blue Ridge, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ASSET ACCUMULATION PROTECTION PRESERVATION AND TRANSFER, LLC 725 EATON ROAD BLUE RIDGE GA 30513, REGISTERED INVESTMENT ADVISORY FIRM, OWNER, 32 HR/MONTH DURING TRADING, SINCE 1999. 2. JOHN CORY INSURANCE, LIFE, HEALTH, DISABILITY, LTHC, VARIABLE ANNUITIES, 5 TRADING HOURS, INVESTMENT RELATED, SINCE 1986. 3.JOHN CORY CPA, TAX RETURNS, VALUATION DISCOUNTS, NON-INVESTMENT RELATED SINCE 1992, HOURS VARY. 4. JOHN CORY ATTORNEY, LAW PRACTICE, SELF, 40 HRS/MONTH, SINCE 1981, NON-INVESTMENT RELATED. 5. CURRENTLY SERVING AS CO-TRUSTEE FOR TWO TRUSTS, INVESTMENT RELATED, HRS VARY, RECEIVE STATUTORY FEE OF 125 BPS OF COLLECTED AND PAID OUT FUNDS OR NEGOTIATED HOURLY RATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alan Cory's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2022 - Present

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

RIA

CRD#: 125398

Blue Ridge, GA

Past

January 7, 2015 - May 1, 2017

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

BLUE RIDGE, GA

Past

January 2, 2015 - February 28, 2019

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ROME, GA

Past

October 15, 2014 - December 16, 2014

KOVACK SECURITIES INC.

CRD#: 44848

BLUE RIDGE, GA

Past

January 4, 2008 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

BLUE RIDGE, GA

Past

October 7, 2005 - December 31, 2007

WELLSTONE SECURITIES, LLC

CRD#: 121559

WOODSTOCK, GA

Past

May 14, 2003 - December 31, 2021

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

RIA

CRD#: 125398

BLUE RIDGE, GA

Past

January 3, 1995 - September 19, 2005

DUNWOODY BROKERAGE SERVICES, INC.

CRD#: 31183

ATLANTA, GA

Past

April 28, 1992 - December 31, 1994

ARGENT SECURITIES, INC.

CRD#: 15297

ATLANTA, GA

Past

January 12, 1987 - April 11, 1992

PPA INVESTMENTS, INC.

CRD#: 15869

ROSWELL, GA

Past

July 31, 1986 - March 20, 1987

PLANVEST CAPITAL CORPORATION

CRD#: 14849

Past

September 25, 1985 - December 20, 1986

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

May 23, 1985 - August 13, 1986

PILOT FINANCIAL SERVICES, INC.

CRD#: 7838

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/14/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/1986

General Securities Principal Examination

Current Firm

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

ASSET ACCUMULATION, PROTECTION,PRESENATION AND TRANSFER, LLC | ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

CRD#: 125398 / SEC#:

Georgia

Registered Investment Advisory firm - (3/4/2022 Approved)

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Contact information

Main Address

Blue Ridge, GA

Mailing Address

Phone number

(770) 874-0083

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 12,649,828

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

John A. Cory

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alan Cory's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

KOVACK SECURITIES INC.

RESOURCE HORIZONS GROUP LLC

WELLSTONE SECURITIES, LLC

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

DUNWOODY BROKERAGE SERVICES, INC.

ARGENT SECURITIES, INC.

PPA INVESTMENTS, INC.

PLANVEST CAPITAL CORPORATION

INVESTORS BROKERAGE SERVICES, INC.

PILOT FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/1994

Series 63

Date: 6/14/1985

SIE

Date: 10/1/2018

Series 7

Date: 5/18/1985

Series 24

Date: 10/15/1986

Current Firm

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASSET ACCUMULATION,PROTECTION,PRESERVATION AND TRANSFER, LLC

TRUST BUT VERIFY

Contact information

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