James E. Feldman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Evan Feldman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1996. James had worked at 4 firms and has passed the Series 63, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2012 - July 10, 2012
COASTAL TRADE SECURITIES, LLC
May 18, 2006 - January 7, 2008
OPUS TRADING FUND LLC
June 2, 2004 - July 27, 2004
LIGHTSPEED PROFESSIONAL TRADING LLC
August 29, 1996 - March 23, 2004
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 56
Date: 2/23/2012
Proprietary Trader Qualification ExaminationSeries 55
Date: 11/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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