Gray G. Weicker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gray Godfrey Weicker, who also goes by Gray Weicker, was a registered financial professional .
Gray is a previously registered financial professional and started their career in finance in 1985. Gray had worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2015 - December 31, 2020
MAINE SECURITIES CORPORATION
July 31, 2013 - May 6, 2015
MORGAN STANLEY
June 25, 2013 - May 6, 2015
MORGAN STANLEY
January 21, 2011 - May 29, 2012
REGAL SECURITIES, INC.
July 26, 2010 - January 5, 2011
TRANSCEND CAPITAL
January 21, 2010 - July 22, 2010
PCS DUNBAR SECURITIES, LLC
April 24, 2009 - December 31, 2009
LIGHTSPEED TRADING, LLC
March 15, 2007 - June 6, 2007
TICONDEROGA SECURITIES LLC
April 17, 1998 - December 5, 2006
TP ICAP GLOBAL MARKETS AMERICAS LLC
November 28, 1997 - April 1, 1998
CITIGROUP GLOBAL MARKETS INC.
September 7, 1995 - April 1, 1998
SALOMON BROTHERS INC.
May 22, 1985 - September 6, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/9/2024
General Securities Representative ExaminationSeries 57TO
Date: 4/9/2024
Securities Trader ExamSeries 55
Date: 1/26/2000
Limited Representative-Equity Trader ExamCurrent Firm
MAINE SECURITIES CORPORATION
CRD#: 16976 / SEC#: , 8-34889
Contact information
FINRA licenses (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 25,656,772 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
