Laree L. Holloway
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laree Lynne Holloway, who also goes by Laree L Holloway, Laree Lynne Holloway, Laree Holloway Montalvo, Laree Lynne Montalvo, was a registered financial professional .
Laree is a previously registered financial professional and started their career in finance in 1991. Laree had worked at 7 firms and has passed the Series 63, SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - April 23, 2021
TIMBREL CAPITAL, LLC
November 8, 2016 - December 31, 2020
MERCAP SECURITIES, LLC
October 6, 2015 - March 31, 2021
THE STRATEGIC FINANCIAL ALLIANCE, INC.
October 10, 2003 - August 18, 2011
FSC SECURITIES CORPORATION
November 26, 2002 - October 1, 2003
WELLSTONE SECURITIES, LLC
November 30, 1999 - August 1, 2000
CENTENNIAL CAPITAL MANAGEMENT, INC.
October 7, 1998 - January 18, 2000
SPECIALIZED INVESTMENTS DIVISION
September 11, 1991 - December 7, 1999
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TIMBREL CAPITAL, LLC
CRD#: 298131 / SEC#: , 8-70178
Contact information
FINRA licenses (52 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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