Christopher J. Fierro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Fierro was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1985. Christopher had worked at 12 firms and has passed the Series 63, Series 72, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2021 - November 7, 2024
DINOSAUR FINANCIAL GROUP, L.L.C
March 25, 2008 - January 4, 2021
WHITAKER SECURITIES LLC
December 7, 2006 - April 1, 2008
SEABOARD SECURITIES, INC.
April 19, 2000 - December 4, 2006
DEALERWEB LLC
February 4, 2000 - April 14, 2000
W.A. CAPITAL MARKETS
May 20, 1994 - February 16, 2000
TULLETT LIBERTY BROKERAGE INC.
March 30, 1993 - June 1, 1994
FIRST BROKERS SECURITIES LLC
February 28, 1991 - March 25, 1991
FUNDAMENTAL BROKERS
September 19, 1989 - February 28, 1991
FUNDAMENTAL BROKERS
June 18, 1986 - March 31, 1988
G.I.M.B. MUNICIPAL SECURITIES BROKER
August 20, 1985 - June 10, 1986
MATTHEWS & WRIGHT, INC.
August 20, 1985 - June 10, 1986
MATTHEWS & WRIGHT CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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