Theodore R. Bustamante
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Robert Bustamante, who also goes by Ted Robert Bustamante, Theodore Bustamante, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1985. Theodore had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2011 - May 30, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
January 13, 2011 - May 30, 2024
ALLSTATE FINANCIAL SERVICES, LLC
July 31, 2009 - January 18, 2011
SORRENTO PACIFIC FINANCIAL, LLC
March 31, 2004 - January 4, 2011
PARTNERVEST ADVISORY SERVICES LLC
March 31, 2004 - July 31, 2009
PARTNERVEST SECURITIES, INC.
October 1, 1997 - March 31, 2004
OSAIC FS, INC.
February 23, 1996 - October 1, 1997
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
May 23, 1994 - February 29, 1996
INTERVEST INTERNATIONAL EQUITIES CORPORATION
May 21, 1991 - May 23, 1994
PROGRAMMED EQUITIES CORPORATION
April 29, 1991 - May 23, 1991
WOODBURY FINANCIAL SERVICES, INC.
May 31, 1985 - May 31, 1988
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
